Chen, Qi (SFC:ARI743) 陳琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-08-04 | 2016-05-27 | Rep | Advising on corporate finance | 2010-06-22 | 2016-05-27 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2008-08-04 | 2010-06-22 |
| 3 | SHENG YUAN CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2016-12-02 | 2019-02-28 |
| 4 | SHENG YUAN SECURITIES LIMITED | Rep | Dealing in securities | 2016-12-02 | 2019-02-28 |
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