Cheng, Chi Yuet 鄭子越

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI ASIA LIMITED Rep Advising on corporate finance 2008-04-24 2009-05-16
2 BOCI COMMODITIES & FUTURES LIMITED Rep Advising on futures contracts 2004-01-13
Rep Asset management 2004-01-13
Rep Dealing in futures contracts 2008-02-20
3 BOCI SECURITIES LIMITED Rep Advising on corporate finance 2004-01-12
Rep Advising on securities 2004-01-12
Rep Asset management 2004-01-12
Rep Dealing in securities 2008-02-20
Rep Dealing in futures contracts 2005-10-13 2008-02-20
4 Morgan Stanley Asia Limited Rep Dealing in securities 2011-04-15 2012-05-14
5 Morgan Stanley Hong Kong Securities Limited Rep Dealing in futures contracts 2011-04-15 2012-05-14
6 SMART EMPIRE ASSET MANAGEMENT LIMITED RO Asset management 2014-10-10
RO Advising on securities 2019-11-26

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