Cheng, Chi Yuet 鄭子越
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SMART EMPIRE ASSET MANAGEMENT LIMITED | RO | Asset management | 2014-10-10 | RO | Advising on securities | 2019-11-26 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-04-15 | 2012-05-14 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-04-15 | 2012-05-14 |
| 4 | BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Dealing in securities | 2008-02-20 | Rep | Dealing in futures contracts | 2005-10-13 | 2008-02-20 |
| 5 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-13 | Rep | Asset management | 2004-01-13 | Rep | Dealing in futures contracts | 2008-02-20 |
| 6 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2008-04-24 | 2009-05-16 |
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