Cheung, Siu Man (SFC:AED162) 張小雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2014-03-26 | 2014-12-31 | Rep | Asset management | 2014-03-26 | 2014-12-31 | Rep | Dealing in securities | 2014-03-26 | 2014-12-31 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2014-03-26 | 2016-05-31 | Rep | Asset management | 2014-03-26 | 2016-05-31 | Rep | Dealing in securities | 2014-03-26 | 2016-05-31 | Rep | Advising on securities | 2018-08-10 | 2022-09-02 | Rep | Asset management | 2018-08-10 | 2022-09-02 | Rep | Dealing in securities | 2018-08-10 | 2022-09-02 | Rep | Advising on securities | 2022-10-07 | 2023-06-30 | Rep | Dealing in securities | 2022-10-07 | 2023-06-30 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in securities | 2012-11-06 |
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