Chi, Rui (SFC:AJE393) 遲睿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2003-09-29 | 2009-06-22 |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2010-01-08 | 2013-09-05 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-09-17 | 2014-05-22 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2014-04-30 | 2014-05-22 |
| 5 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2014-10-22 | 2018-06-29 |
| 6 | L&R CAPITAL LIMITED | Rep | Advising on securities | 2018-12-21 | 2019-02-15 |
| 7 | L&R CAPITAL LIMITED | Rep | Asset management | 2018-12-21 | 2019-02-15 |
| 8 | L&R CAPITAL LIMITED | RO | Advising on securities | 2019-02-15 | 2019-06-25 |
| 9 | L&R CAPITAL LIMITED | RO | Asset management | 2019-02-15 | 2019-06-25 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy