Chiu, Yuen 趙玄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2018-10-08 | 2020-04-24 | Rep | Dealing in securities | 2018-10-08 | 2020-04-24 |
| 2 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2021-09-28 | 2021-10-08 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2010-06-14 | 2018-02-12 | Rep | Dealing in securities | 2010-06-14 | 2018-02-12 |
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