Coates, David Lee (SFC:ARJ844) 李英幸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-07-29 | 2009-02-13 | Rep | Automated trading services | 2010-03-25 | 2012-06-18 | Rep | Dealing in securities | 2010-03-25 | 2012-06-18 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2010-03-25 | 2010-12-06 | Rep | Dealing in futures contracts | 2010-03-25 | 2010-12-06 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-06-18 |
| 4 | SFM HK Management Limited | Rep | Asset management | 2012-07-27 | 2014-11-12 |
| 5 | Turiya Advisors Asia Limited | Rep | Asset management | 2014-12-11 | 2018-07-16 |
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