Davey, Carl Julian
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2018-02-26 | 2021-11-22 | Rep | Dealing in securities | 2018-02-26 | 2021-11-22 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2012-08-14 | 2017-10-21 | Rep | Dealing in futures contracts | 2013-06-03 | 2017-10-21 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-08-14 | 2013-08-31 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-01-10 | 2007-02-10 | Rep | Dealing in securities | 2007-03-05 | 2007-03-12 | Rep | Dealing in securities | 2009-01-12 | 2012-05-16 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2012-05-11 | 2012-05-16 |
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