Wong, Simon Kai Tung 黃繼東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2007-07-19 | 2009-09-17 | Rep | Dealing in securities | 2007-07-19 | 2009-09-17 |
2 | DELOITTE & TOUCHE CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2011-02-07 | 2011-08-31 | Rep | Dealing in securities | 2011-02-07 | 2011-08-31 |
3 | Joy Silver Limited | Rep | Advising on corporate finance | 2009-12-15 | 2010-07-28 | Rep | Dealing in securities | 2009-12-15 | 2010-07-28 | RO | Advising on corporate finance | 2010-07-28 | 2010-12-31 | RO | Dealing in securities | 2010-07-28 | 2010-12-31 |
4 | VBG Capital Limited | Rep | Asset management | 2010-07-20 | 2010-12-31 |
5 | VC CAPITAL LIMITED | Rep | Advising on securities | 2003-12-31 | Rep | Asset management | 2003-12-31 | Rep | Advising on corporate finance | 2004-03-11 | Rep | Dealing in securities | 2004-03-11 |
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