Du, Josh Sheng 杜晟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-02-26 | 2009-07-25 |
| 2 | EM Investment Management Limited | RO | Advising on securities | 2022-08-24 | 2022-11-14 | RO | Asset management | 2022-08-24 | 2022-11-14 | RO | Dealing in securities | 2022-08-24 | 2022-11-14 |
| 3 | Horizon Asset International (HK) Limited | Rep | Asset management | 2019-02-11 | 2020-10-20 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-12-30 | 2012-06-20 | Rep | Advising on securities | 2010-01-22 | 2012-06-20 |
| 5 | Nine Masts Capital Limited | Rep | Asset management | 2016-05-26 | 2018-12-17 |
| 6 | Templewater Hong Kong Limited | Rep | Advising on securities | 2013-07-02 | 2013-11-08 |
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