Falloon, Benjamin John (SFC:AIS085)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Asset management | 2018-08-08 | 2019-03-07 | RO | Asset management | 2019-03-07 | 2020-08-21 |
| 2 | CC Strategic Partners Limited | Rep | Dealing in securities | 2017-06-28 | 2018-06-04 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Dealing in securities | 2008-06-04 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-09-01 | 2014-05-13 | Rep | Automated trading services | 2010-01-08 | 2013-09-05 | RO | Dealing in securities | 2014-05-13 | 2017-03-07 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2008-10-08 | 2010-12-06 | Rep | Automated trading services | 2010-01-08 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2015-06-16 | RO | Dealing in futures contracts | 2015-06-16 | 2017-03-07 |
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