Feldman, Robert Alan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2023-08-09 | |
2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-11-29 | 2004-12-05 |
3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-05-17 | 2005-05-23 |
4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-04-26 | 2006-05-03 |
5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-03-05 | 2007-03-12 |
6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-06-23 | 2008-06-30 |
7 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-05-26 | 2024-01-16 |
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