Fitzgerald, Paul Gavin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2020-10-30 | 2023-12-21 |
2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-10-23 | 2006-10-30 | Rep | Automated trading services | 2007-02-21 | 2013-07-24 | Rep | Dealing in securities | 2007-02-21 | 2019-05-29 |
3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-02-21 | 2010-12-06 | Rep | Dealing in futures contracts | 2007-02-21 | 2010-12-06 |
4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-02-21 | 2019-05-29 | Rep | Dealing in futures contracts | 2010-12-06 | 2019-05-29 | Rep | Automated trading services | 2013-07-24 | 2019-05-29 |
5 | OUTSET GLOBAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-02-26 | 2020-06-01 | RO | Dealing in securities | 2020-06-01 | 2020-07-30 |
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