Ghosh, Rudrani
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2009-07-06 | 2011-02-16 | Rep | Dealing in futures contracts | 2009-07-06 | 2011-02-16 | Rep | Dealing in securities | 2009-07-06 | 2011-02-16 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2013-07-15 | 2015-08-13 | Rep | Dealing in securities | 2013-07-15 | 2015-08-13 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2011-06-03 | 2013-04-16 | Rep | Dealing in securities | 2011-06-03 | 2013-04-16 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-06-03 | 2013-04-16 | Rep | Dealing in securities | 2011-06-03 | 2013-04-16 |
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