Glynn, Stephen Andrew
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Moore Capital Asia Limited | Rep | Dealing in futures contracts | 2014-06-04 | 2016-12-30 | Rep | Dealing in securities | 2014-06-04 | 2016-12-30 | Rep | Asset management | 2015-09-15 | 2016-12-30 | RO | Asset management | 2016-12-30 | 2021-07-20 | RO | Dealing in futures contracts | 2016-12-30 | 2021-07-20 | RO | Dealing in securities | 2016-12-30 | 2021-07-20 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-02-03 | 2012-03-13 | Rep | Automated trading services | 2010-01-08 | 2013-09-05 | RO | Dealing in securities | 2012-03-13 | 2014-03-13 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2009-02-03 | 2010-12-06 | Rep | Automated trading services | 2010-01-08 | 2010-12-06 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-03-13 | RO | Dealing in futures contracts | 2012-03-13 | 2014-03-13 |
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