Goro, Harunobu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2019-01-17 | 2020-08-25 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-03-17 | 2005-12-22 | Rep | Dealing in securities | 2006-04-10 | 2006-05-11 | Rep | Dealing in securities | 2007-12-12 | 2007-12-19 | Rep | Dealing in securities | 2008-03-25 | 2008-04-01 | Rep | Dealing in securities | 2009-05-12 | 2018-06-29 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2023-02-17 | 2023-02-22 | Rep | Advising on securities | 2023-07-21 | 2023-07-26 | Rep | Advising on securities | 2024-03-22 | 2024-03-27 |
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