Grafton, James Christopher
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2018-09-13 | 2020-12-22 | RO | Dealing in securities | 2020-12-22 | 2022-01-31 |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2008-01-29 | 2013-07-24 | Rep | Dealing in securities | 2008-01-29 | 2014-06-04 | RO | Dealing in securities | 2014-06-04 | 2017-02-06 | Rep | Dealing in securities | 2017-02-06 | 2018-01-08 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2008-01-29 | 2010-12-06 | Rep | Dealing in futures contracts | 2008-01-29 | 2010-12-06 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2008-01-29 | 2014-06-04 | Rep | Dealing in futures contracts | 2010-12-06 | 2014-06-04 | Rep | Automated trading services | 2013-07-24 | 2014-06-04 | RO | Automated trading services | 2014-06-04 | 2017-02-06 | RO | Dealing in futures contracts | 2014-06-04 | 2017-02-06 | RO | Dealing in securities | 2014-06-04 | 2017-02-06 | Rep | Automated trading services | 2017-02-06 | 2018-01-08 | Rep | Dealing in futures contracts | 2017-02-06 | 2018-01-08 | Rep | Dealing in securities | 2017-02-06 | 2018-01-08 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy