Guo, Yang (SFC:AMA891) 郭洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNCB (Hong Kong) Capital Limited | Rep | Dealing in securities | 2020-11-12 | |
| 2 | CNCB (Hong Kong) Capital Limited | RO | Advising on securities | 2022-05-16 | |
| 3 | CNCB (Hong Kong) Capital Limited | RO | Asset management | 2022-05-16 | |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2010-01-08 | 2013-09-05 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-06-30 | 2016-07-14 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2014-05-12 | 2016-07-14 |
| 7 | ABCI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-10-24 | 2020-02-10 |
| 8 | ABCI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-10-24 | 2020-02-10 |
| 9 | CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2020-11-12 | 2022-05-16 |
| 10 | CNCB (Hong Kong) Capital Limited | Rep | Asset management | 2020-11-12 | 2022-05-16 |
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