Guo, Yupeng 郭宇鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-02-16 | 2007-02-28 | Rep | Advising on securities | 2006-02-16 | 2007-02-28 | Rep | Dealing in securities | 2006-02-16 | 2007-02-28 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-12-30 | 2014-04-25 | Rep | Automated trading services | 2010-04-26 | 2013-09-05 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-08-29 | 2006-01-07 | Rep | Dealing in securities | 2005-08-29 | 2006-01-07 |
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