Ha, Eric King Lun 夏敬麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-07-09 | Rep | Dealing in futures contracts | 2021-07-09 | Rep | Dealing in securities | 2021-07-09 |
2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-12-17 | 2007-12-24 | Rep | Dealing in securities | 2008-07-29 | 2013-07-05 | Rep | Automated trading services | 2010-01-08 | 2013-07-05 |
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