Hai, Jimmy 奚琤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2005-11-15 | 2006-05-19 | Rep | Asset management | 2005-11-15 | 2006-05-19 | Rep | Dealing in securities | 2005-11-15 | 2006-05-19 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-04-11 | 2014-03-21 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-04-11 | 2014-03-21 |
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