Harashima, Kenji
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2019-03-20 | 2019-03-22 | Rep | Dealing in securities | 2019-03-20 | 2019-03-22 | Rep | Dealing in futures contracts | 2019-04-15 | 2022-11-30 | Rep | Dealing in securities | 2019-04-15 | 2022-11-30 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-06-13 | 2018-09-12 |
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