He, Jia (SFC:AOJ239) 賀佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Advising on securities | 2015-11-11 | 2016-05-17 | Rep | Dealing in securities | 2015-11-11 | 2016-05-17 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2016-05-20 | 2021-03-30 |
| 3 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2009-12-03 | 2010-06-28 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-08-03 | 2010-10-14 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2011-01-13 | 2013-01-15 | Rep | Dealing in securities | 2011-01-13 | 2013-01-15 |
| 6 | Oppenheimer Investments Asia Limited | Rep | Advising on securities | 2014-03-13 | 2015-07-24 | Rep | Dealing in securities | 2014-03-13 | 2015-07-24 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2007-01-08 | 2008-10-22 |
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