Ho, Ernest (SFC:AOM535) 何泓哲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2010-03-29 | 2013-01-02 | Rep | Dealing in securities | 2010-03-29 | 2013-01-02 |
2 | SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2007-03-12 | 2009-07-20 | Rep | Asset management | 2007-03-12 | 2009-07-20 |
3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-07-20 | 2009-09-19 |
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