Ho, Ka Ling (SFC:AQT308) 何嘉玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Open Securities Limited | Rep | Advising on securities | 2008-04-07 | 2008-05-30 |
| 2 | Open Securities Limited | Rep | Dealing in securities | 2008-04-07 | 2008-05-30 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2008-06-05 | 2009-07-02 |
| 4 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in securities | 2008-06-05 | 2009-07-02 |
| 5 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2009-10-09 | 2009-12-30 |
| 6 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2009-10-09 | 2009-12-30 |
| 7 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-02-09 | 2012-05-14 |
| 8 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-03-05 | 2010-12-06 |
| 9 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| 10 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2016-11-01 | 2017-08-18 |
| 11 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2016-11-01 | 2017-08-18 |
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