Hu, Congli 胡从立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-05-26 | 2017-06-20 | Rep | Asset management | 2016-05-26 | 2017-06-20 |
| 2 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2017-06-26 | 2019-11-08 | Rep | Asset management | 2017-06-26 | 2019-11-08 | Rep | Advising on securities | 2021-05-17 | 2022-05-06 | Rep | Asset management | 2021-05-17 | 2022-05-06 | RO | Advising on securities | 2022-05-06 | 2022-06-30 | RO | Asset management | 2022-05-06 | 2022-06-30 | RO | Dealing in securities | 2022-06-02 | 2022-06-30 |
| 3 | INDUS CAPITAL ADVISORS (HONG KONG) LIMITED | Rep | Advising on securities | 2010-04-16 | 2011-06-29 |
| 4 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2020-01-07 | 2021-05-13 |
| 5 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2019-12-16 | 2021-05-13 | Rep | Asset management | 2019-12-16 | 2021-05-13 | Rep | Dealing in securities | 2020-01-07 | 2021-05-13 |
| 6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-07-22 | 2016-02-05 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-07-22 | 2016-02-05 |
| 8 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2022-07-11 | 2023-02-08 | Rep | Dealing in securities | 2022-07-11 | 2023-02-08 | Rep | Asset management | 2022-07-13 | 2023-02-08 | RO | Advising on securities | 2023-02-08 | RO | Asset management | 2023-02-08 | RO | Dealing in securities | 2023-02-08 |
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