Huang, Yin (SFC:AOJ769) 黃殷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | COS-Capital Hong Kong International Co. Limited | RO | Advising on securities | 2020-02-24 | 2021-05-24 | RO | Asset management | 2020-02-24 | 2021-05-24 | RO | Dealing in securities | 2020-02-24 | 2021-05-24 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-01-15 | 2009-06-19 |
| 3 | HFT INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2018-03-21 | 2018-06-04 | Rep | Asset management | 2018-03-21 | 2018-06-04 | Rep | Dealing in securities | 2018-03-21 | 2018-06-04 | RO | Advising on securities | 2018-06-04 | 2019-06-04 | RO | Asset management | 2018-06-04 | 2019-06-04 | RO | Dealing in securities | 2018-06-04 | 2019-06-04 |
| 4 | Lux Aeterna Capital Limited | RO | Advising on securities | 2021-05-26 | 2023-12-22 | RO | Asset management | 2021-05-26 | 2023-12-22 | RO | Dealing in securities | 2021-05-26 | 2023-12-22 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-08-24 | 2015-04-23 | Rep | Automated trading services | 2010-01-08 | 2013-09-05 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2014-04-29 | 2015-04-23 |
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