Hung, Shing Ming 洪誠明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2004-10-11 | 2007-02-26 | Rep | Dealing in securities | 2004-10-11 | 2007-02-26 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-11 | 2007-02-26 |
| 3 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-08-13 | 2015-08-27 | Rep | Advising on securities | 2015-08-13 | 2015-08-27 | Rep | Dealing in securities | 2015-08-13 | 2015-08-27 | RO | Advising on corporate finance | 2015-08-27 | 2018-09-10 | RO | Advising on securities | 2015-08-27 | 2018-09-10 | RO | Dealing in securities | 2015-08-27 | 2018-09-10 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-09-03 | 2014-09-02 | Rep | Dealing in securities | 2007-09-03 | 2014-09-02 |
| 5 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-12-08 | 2004-04-26 | Rep | Dealing in securities | 2003-12-08 | 2004-04-26 |
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