Jiang, Hao (SFC:AVM739) 姜浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2021-08-10 | 2022-02-15 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-08-10 | 2021-12-23 | Rep | Advising on securities | 2021-08-10 | 2022-02-21 | RO | Dealing in securities | 2021-12-23 | 2022-02-21 | Rep | Dealing in securities | 2022-02-21 | 2022-02-21 |
| 3 | Fosun International Securities Limited | Rep | Advising on securities | 2016-04-21 | 2017-11-30 | Rep | Dealing in securities | 2016-04-21 | 2017-11-30 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-01-17 | 2021-04-21 | Rep | Dealing in futures contracts | 2018-01-17 | 2021-04-21 | Rep | Dealing in securities | 2018-01-17 | 2021-04-21 | Rep | Advising on securities | 2022-11-23 | Rep | Dealing in securities | 2022-11-23 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-08-09 | 2012-05-14 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-08-09 | 2010-12-06 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
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