Jullienne, Jean Marc
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2003-07-30 | 2003-08-13 | Rep | Dealing in securities | 2003-09-04 | 2003-09-17 | Rep | Dealing in securities | 2004-03-22 | 2004-04-12 | Rep | Dealing in securities | 2004-06-14 | 2023-01-31 | Rep | Automated trading services | 2004-07-05 | 2013-07-24 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-07-05 | 2010-12-06 | Rep | Dealing in futures contracts | 2004-07-05 | 2010-12-06 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2009-04-03 | 2023-01-31 | Rep | Dealing in futures contracts | 2010-12-06 | 2023-01-31 | Rep | Automated trading services | 2013-07-24 | 2023-01-31 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2023-08-01 | Rep | Dealing in securities | 2023-08-01 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2023-08-01 | Rep | Dealing in futures contracts | 2023-08-01 | Rep | Dealing in securities | 2023-08-01 |
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