Kato, Takaaki (SFC:ATE766) 加藤崇昭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2018-06-25 | 2018-09-24 | Rep | Dealing in securities | 2019-04-16 | 2019-04-23 | Rep | Dealing in securities | 2019-10-14 | 2019-10-15 | Rep | Dealing in securities | 2019-12-03 | 2019-12-07 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-06-25 | 2010-04-20 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-06-25 | 2010-04-20 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2010-06-17 | 2013-07-24 | Rep | Dealing in securities | 2010-06-17 | 2016-07-19 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2010-06-17 | 2010-12-06 | Rep | Dealing in futures contracts | 2010-06-17 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-06-17 | 2016-07-19 | Rep | Dealing in futures contracts | 2010-12-06 | 2016-07-19 | Rep | Automated trading services | 2013-07-24 | 2016-07-19 |
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