Kim, Yong Chan 金容賛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2004-04-16 | Rep | Dealing in securities | 2004-07-28 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2017-01-23 | 2020-07-10 | RO | Dealing in securities | 2020-07-10 | 2022-04-12 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2017-01-23 | 2020-07-10 | Rep | Dealing in securities | 2017-01-23 | 2020-07-10 | RO | Dealing in futures contracts | 2020-07-10 | 2022-04-12 | RO | Dealing in securities | 2020-07-10 | 2022-04-12 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-08-09 | 2012-01-10 | Rep | Dealing in securities | 2004-08-09 | 2012-01-10 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-08-09 | 2010-12-06 | Rep | Dealing in futures contracts | 2004-08-09 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2005-12-14 | 2012-01-10 | Rep | Dealing in futures contracts | 2010-12-06 | 2012-01-10 |
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