Kim, Yong Chan 金容賛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | |
2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Asset management | 2004-01-08 | |
3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-04-16 | |
4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-07-28 | |
5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-08-09 | 2010-12-06 |
6 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2004-08-09 | 2010-12-06 |
7 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-08-09 | 2012-01-10 |
8 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-08-09 | 2012-01-10 |
9 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2005-12-14 | 2012-01-10 |
10 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-01-10 |
11 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2017-01-23 | 2020-07-10 |
12 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2017-01-23 | 2020-07-10 |
13 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2017-01-23 | 2020-07-10 |
14 | Merrill Lynch (Asia Pacific) Limited | RO | Dealing in securities | 2020-07-10 | 2022-04-12 |
15 | Merrill Lynch Far East Limited | RO | Dealing in futures contracts | 2020-07-10 | 2022-04-12 |
16 | Merrill Lynch Far East Limited | RO | Dealing in securities | 2020-07-10 | 2022-04-12 |
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