King, Steven Michael (SFC:ALY605)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2017-07-13 | 2019-09-12 | Rep | Dealing in securities | 2017-07-13 | 2019-09-12 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-03-01 | 2017-04-13 | Rep | Dealing in securities | 2016-03-01 | 2017-04-13 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2016-03-01 | 2017-04-13 | Rep | Dealing in securities | 2016-03-01 | 2017-04-13 |
| 4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2020-02-25 | 2020-06-11 |
| 5 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2005-04-28 | 2013-07-24 | Rep | Dealing in securities | 2005-04-28 | 2015-08-27 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2005-04-28 | 2010-12-06 | Rep | Dealing in futures contracts | 2005-04-28 | 2010-12-06 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2009-06-12 | 2015-08-27 | Rep | Dealing in futures contracts | 2010-12-06 | 2015-08-27 | Rep | Automated trading services | 2013-07-24 | 2015-08-27 |
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