Kitazawa, Tomohiro
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2023-09-06 | Rep | Dealing in securities | 2023-09-06 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-08-22 | 2006-08-28 | Rep | Dealing in securities | 2009-04-17 | 2009-07-17 | Rep | Dealing in securities | 2010-04-26 | 2010-05-10 | Rep | Dealing in securities | 2010-08-02 | 2012-06-18 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2009-04-17 | 2009-07-17 | Rep | Dealing in futures contracts | 2010-04-26 | 2010-05-10 | Rep | Dealing in futures contracts | 2010-08-02 | 2010-12-06 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-06-18 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-07-22 | 2021-06-08 | Rep | Dealing in securities | 2014-07-22 | 2021-06-08 |
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