Knowles, Brian Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2022-07-22 | |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2011-05-30 | 2013-09-05 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-05-30 | 2022-01-14 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-05-30 | 2022-01-14 | Morgan Stanley Hong Kong Securities Limited | Rep | 2011-05-30 | 2013-09-05 | BlackRock Asset Management North Asia Limited | Rep | 2022-07-22 |
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