Kung, Hwei Kuok 龔惠国
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-10-11 | Rep | Dealing in securities | 2016-10-11 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2013-07-31 | 2015-12-16 | Rep | Dealing in futures contracts | 2013-07-31 | 2015-12-16 | Rep | Dealing in securities | 2013-07-31 | 2015-12-16 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2013-07-31 | 2013-08-31 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-11-22 | 2012-05-14 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-11-22 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
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