Kuo-Tsing-Jen, Nicolas Guillaume Stephane
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 1020 Capital Management Limited | Rep | Asset management | 2020-11-18 | 2021-08-23 | RO | Asset management | 2021-08-23 |
| 2 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-08-27 | 2010-01-02 |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-08-27 | 2010-01-02 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-02-17 | 2015-06-04 | Rep | Automated trading services | 2010-03-01 | 2013-07-24 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-02-17 | 2010-12-06 | Rep | Automated trading services | 2010-03-01 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-02-17 | 2015-06-04 | Rep | Dealing in futures contracts | 2010-12-06 | 2015-06-04 | Rep | Automated trading services | 2013-07-24 | 2015-06-04 |
| 7 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2008-08-27 | 2010-01-02 |
| 8 | Point72 Hong Kong Limited | RO | Asset management | 2015-09-09 | 2017-04-12 | Rep | Asset management | 2017-04-12 | 2019-06-15 |
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