Kuo-Tsing-Jen, Nicolas Guillaume Stephane

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-08-27 2010-01-02
2 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Dealing in securities 2008-08-27 2010-01-02
3 PARIBAS ASIA EQUITY LIMITED Rep Dealing in securities 2008-08-27 2010-01-02
4 Morgan Stanley Hong Kong Futures Limited Rep Dealing in futures contracts 2010-02-17 2010-12-06
5 Morgan Stanley Asia Limited Rep Dealing in securities 2010-02-17 2015-06-04
6 Morgan Stanley Hong Kong Securities Limited Rep Dealing in securities 2010-02-17 2015-06-04
7 Morgan Stanley Hong Kong Futures Limited Rep Automated trading services 2010-03-01 2010-12-06
8 Morgan Stanley Asia Limited Rep Automated trading services 2010-03-01 2013-07-24
9 Morgan Stanley Hong Kong Securities Limited Rep Dealing in futures contracts 2010-12-06 2015-06-04
10 Morgan Stanley Hong Kong Securities Limited Rep Automated trading services 2013-07-24 2015-06-04
11 Point72 Hong Kong Limited RO Asset management 2015-09-09 2017-04-12
12 Point72 Hong Kong Limited Rep Asset management 2017-04-12 2019-06-15
13 1020 Capital Management Limited Rep Asset management 2020-11-18 2021-08-23
14 1020 Capital Management Limited RO Asset management 2021-08-23

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