Kwock, David Shu Wai 霍樹煒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2023-04-17 | Rep | Advising on securities | 2023-04-17 | Rep | Dealing in futures contracts | 2023-04-17 | Rep | Dealing in securities | 2023-04-17 |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2010-04-30 | 2013-07-24 | Rep | Dealing in securities | 2010-04-30 | 2023-01-20 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2010-04-30 | 2010-12-06 | Rep | Dealing in futures contracts | 2010-04-30 | 2010-12-06 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-04-30 | 2023-01-20 | Rep | Dealing in futures contracts | 2010-12-06 | 2023-01-20 | Rep | Automated trading services | 2013-07-24 | 2023-01-20 |
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