Kwok, Clarence Bryant 郭裕康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2011-08-08 | 2017-10-03 | Rep | Dealing in securities | 2011-08-08 | 2017-10-03 | RO | Advising on corporate finance | 2017-10-03 | 2023-09-09 | RO | Dealing in securities | 2017-10-03 | 2023-09-09 |
| 2 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2006-09-07 | 2011-07-29 | Rep | Advising on securities | 2006-09-07 | 2011-07-29 |
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