Kwong, Alan Chi Hang
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aspex Management (HK) Limited | Rep | Asset management | 2021-11-05 | |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-06-05 | 2016-05-16 | RO | Dealing in securities | 2016-05-16 | 2021-09-30 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-06-05 | 2016-05-16 | Rep | Dealing in securities | 2015-06-05 | 2016-05-16 | RO | Dealing in futures contracts | 2016-05-16 | 2021-09-30 | RO | Dealing in securities | 2016-05-16 | 2021-09-30 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-01-26 | 2013-07-24 | Rep | Dealing in securities | 2004-01-26 | 2015-02-25 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2005-07-15 | 2010-12-06 | Rep | Dealing in futures contracts | 2005-07-15 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-10-26 | 2015-02-25 | Rep | Dealing in futures contracts | 2010-12-06 | 2015-02-25 | Rep | Automated trading services | 2013-07-24 | 2015-02-25 |
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