Lai, Pei-Chun 賴佩君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2008-08-29 | 2008-09-29 | Rep | Advising on securities | 2008-08-29 | 2008-09-29 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2010-06-07 | 2013-09-13 | Rep | Dealing in securities | 2010-06-07 | 2013-09-13 |
| 3 | NEW PROSPECT CAPITAL LIMITED | Rep | Advising on securities | 2018-07-06 | 2022-02-28 | Rep | Dealing in securities | 2018-07-06 | 2022-02-28 | RO | Asset management | 2020-08-27 | RO | Advising on securities | 2022-02-28 | RO | Dealing in securities | 2022-02-28 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-27 | 2010-05-04 | Rep | Advising on securities | 2008-10-27 | 2010-05-04 | Rep | Dealing in securities | 2009-12-21 | 2010-05-04 |
| 5 | SHINING CAPITAL MANAGEMENT HONG KONG LIMITED | Rep | Asset management | 2013-10-16 | 2016-04-15 |
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