Lam, Pung 林芃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2013-06-03 | 2015-08-07 | Rep | Dealing in futures contracts | 2013-06-03 | 2015-08-07 | Rep | Dealing in securities | 2013-06-03 | 2015-08-07 |
| 2 | CLSA LIMITED | Rep | Advising on corporate finance | 2004-01-07 | Rep | Advising on securities | 2004-01-07 | Rep | Asset management | 2004-01-07 | Rep | Dealing in securities | 2004-01-07 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2022-05-18 | |
| 4 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-09-10 | 2013-04-20 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-09-10 | 2012-12-04 | RO | Dealing in securities | 2012-12-04 | 2013-04-20 |
| 6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-02-09 | 2012-06-04 | Rep | Automated trading services | 2006-03-28 | 2012-06-04 |
| 7 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2004-02-24 | 2010-12-06 | Rep | Automated trading services | 2006-03-28 | 2010-12-06 |
| 8 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-06-04 |
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