Lam, Loretta Shau Ting 林秀婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CoreView Capital Management Limited | Rep | Asset management | 2020-11-04 | 2020-12-22 | RO | Asset management | 2020-12-22 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-01-19 | 2014-06-06 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2005-01-19 | 2008-11-19 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2005-01-19 | 2012-09-10 |
| 5 | Nezu Asia Capital Management Limited | Rep | Asset management | 2019-12-19 | 2020-01-09 | RO | Asset management | 2020-01-09 | 2020-09-16 |
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