Lam, Sharon Yim 林琰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM International Securities Limited | Rep | Advising on securities | 2022-12-09 | 2023-03-02 | RO | Advising on securities | 2023-03-02 |
2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Advising on securities | 2016-02-24 | Rep | Dealing in securities | 2016-02-24 |
3 | SPDB International Investment Management Limited | Rep | Advising on securities | 2017-05-22 | 2020-04-16 |
4 | SPDB International Securities Limited | RO | Advising on securities | 2019-12-19 | 2022-11-25 |
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