Lau, Michael Ching Him 劉正謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-09-07 | 2013-03-28 |
| 2 | OCP Asia (Hong Kong) Limited | Rep | Advising on futures contracts | 2013-06-03 | 2022-06-09 | Rep | Advising on securities | 2013-06-03 | 2022-06-09 | Rep | Asset management | 2013-06-03 | 2024-03-01 |
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