Lee, Alexander Patrick 李明鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2014-03-14 | 2015-06-30 | Rep | Dealing in securities | 2014-03-14 | 2015-06-30 |
| 2 | HBS (Hong Kong) Limited | Rep | Advising on securities | 2021-12-01 | 2022-05-19 | Rep | Dealing in securities | 2021-12-01 | 2022-05-19 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-04-11 | 2012-04-27 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-04-11 | 2012-04-27 |
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