Lee, Chi Ho (SFC:ALB118) 李志豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-08-03 | 2013-01-15 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-08-03 | 2010-12-06 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2004-08-03 | 2010-12-06 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2013-01-15 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-04-07 | |
| 6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-08-03 | 2013-01-15 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-10-26 | 2013-01-15 |
| 8 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-04-07 | 2022-02-25 |
| 9 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2014-04-07 |
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