Lee, Henry Him Wai 李謙偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Altive Limited | Rep | Advising on securities | 2022-04-08 | Rep | Asset management | 2022-04-08 | Rep | Dealing in securities | 2022-04-08 | 2023-02-06 |
| 2 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2004-05-03 | 2006-04-13 | Rep | Advising on securities | 2005-01-05 | 2006-04-13 |
| 3 | CACHET ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-12-06 | 2022-04-01 | RO | Asset management | 2018-12-06 | 2022-04-01 | RO | Dealing in securities | 2018-12-06 | 2022-04-01 |
| 4 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-05-07 | 2014-04-05 | Rep | Dealing in securities | 2012-05-07 | 2014-04-05 |
| 5 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-09-03 | Rep | Advising on securities | 2003-09-03 | Rep | Asset management | 2003-09-03 | Rep | Dealing in securities | 2004-05-03 |
| 6 | MAN INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2014-10-06 | 2016-09-01 | Rep | Dealing in securities | 2014-10-06 | 2016-09-01 |
| 7 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-04-19 | 2012-01-09 |
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